The University of Nebraska-Lincoln’s (UNL) Export Control Compliance Program (ECCP) and the projects or activities approved through the ECCP must follow federal regulations and institutional policies. The following list includes the most up-to-date ECCP policies and procedures. For ease of reference, we provide the full policy pdf along with the policies broken up into easily referenced sections below.
If you cannot find the information you are looking for, please reference our other Export Control webpages, or contact the ECCP.
Comprehensive Policy Document (PDF)
1.001 POLICY STATEMENT AND INSTITUTIONAL COMMITMENT TO EXPORT CONTROL COMPLIANCE
2.001 EXPORT CONTROL COMPLIANCE PROGRAM AND ADMINISTRATIVE STRUCTURE
- Export Control Compliance Program (ECCP)
- Empowered Official- Responsibilities
- Research Compliance Services Director
- Research Compliance Services (RCS)
3.001 EXPORT CONTROL AGENCIES & REGULATIONS
- Fundamental Research
- Regulation Responsibility
- International Traffic in Arms Regulations (ITAR)
- Export Administration Regulations (EAR)
- Department of Treasury’s Office of Foreign Assets Control (OFAC)
- The Department of Energy (DOE) & the Nuclear Regulatory Commission (NRC) in the Atomic Energy Act (AEA)
- Anti-boycott Restrictions
4.001 IMPORTANT CONCEPTS AND DEFINITIONS
5.001 COMPLIANCE OVERSIGHT AND RESPONSIBILITIES
- Empowered Official and Institutional Authority
- Responsible Officials/ECCP
- Signature Authority
- UNL Export Control Compliance Program Responsibilities
- Project Evaluation and License Determination Process
- Technology Control Plan & Determinations
- National Strategic Research Institute Master Agreement
- Screening
- Non-Compliance Definitions
- Project Halt, Suspension, and Termination
- Penalties for Non-Compliance, Corrective Actions, and Reporting
7.001 AUDITS, INSPECTIONS, AND ANNUAL REVIEWS
- Internal Audits, Inspections and Annual Reviews
- Audits, Inspections by Outside Agencies
8.001 DUTIES/RESPONSIBILITIES OF PRINICIPAL INVESTIGATORS, RESEARCHERS, FACULTY, STAFF AND STUDENTS
9.001 FOREIGN TRANSACTION REVIEW
- Data/Material Use/Transfer
- International Shipments
- International Travel
- International Visitors
- International Collaborations/Sponsorships, Foreign Talent Recruitment Programs and/or Sub-Recipient Relationships
10.001 DRONES, UNMANNED AIRCRAFT SYSTEMS (UAS), AND UNMANNED AERIAL VEHICLES (UAV)
- Record Retention – General Requirements of the ECCP & Personnel
- Record Retention – EAR, ITAR, & OFAC
- Record Retention – Security
12.001 DESTRUCTION OF DATA AND/OR EQUIPMENT
- Training Completion
- Personnel to Be Certified
- Training Groups
- Acceptance of Outside Training
- External Investigators or Subcontract Recipients
- Addition of New Research Personnel
- Approval of Projects
- Training Renewal
- Other Training Requirements
